DOL Form Report (ERDS)

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U.S. Department of Labor
Employment Standards Administration
Office of Labor-Management Standards
Washington, DC 20210

FORM LM-2 LABOR ORGANIZATION ANNUAL REPORT

Form Approved
Office of Management and Budget
No. 1215-0188
Expires: 11-30-2006

MUST BE USED BY LABOR ORGANIZATIONS WITH $250,000 OR MORE IN TOTAL ANNUAL RECEIPTS AND LABOR ORGANIZATIONS IN TRUSTEESHIP

This report is manadatory under P.L. 86-257, as amended. Failure to comply may result in criminal prosecution, fines, or civil penalties as provided by 29 U.S.C. 439 or 440.

READ THE INSTRUCTIONS CAREFULLY BEFORE PREPARING THIS REPORT.

For Official Use Only

1. FILE NUMBER
541-486

2. PERIOD COVERED
From	10/1/2005
Through	9/30/2006

3.	(a) AMENDED - Is this an amended report:	No
	(b) HARDSHIP - Filed under the hardship procedures:	No
	(c) TERMINAL - This is a terminal report:	No

4. AFFILIATION OR ORGANIZATION NAME COMMUNICATIONS WORKERS AFL-CIO
5. DESIGNATION (Local, Lodge, etc.) LOCAL UNION	6. DESIGNATION NBR 1034
7. UNIT NAME (if any)

8. MAILING ADDRESS (Type or print in capital letters)
First Name CARLA	Last Name KATZ
P.O Box - Building and Room Number
Number and Street 1 LOWER FERRY ROAD
City TRENTON
State NJ	ZIP Code + 4 08628-3336

9. Are your organization's records kept at its mailing address?

Yes

Each of the undersigned, duly authorized officers of the above labor organization, declares, under penalty of perjury and other applicable penalties of law, that all of the information submitted in this report (including information contained in any accompanying documents) has been examined by the signatory and is, to the best of the undersigned individual's knowledge and belief, true, correct and complete (See Section V on penalties in the instructions.)

26. SIGNED:

Carla A Katz

PRESIDENT

27. SIGNED:

Robert Mueller

TREASURER

Date:

Dec 22, 2006

Contact Info:

Date:

Dec 22, 2006

Contact Info:

Form LM-2 (Revised 2003)

ITEMS 10 THROUGH 21

FILE NUMBER: 541-486

10. During the reporting period did the labor organization create or participate in the administration of a trust or a fund or organization, as defined in the instructions, which provides benefits for members or beneficiaries?	No
11. During the reporting period did the labor organization have a Political Action Committee (PAC) fund?	Yes
12. During the reporting period did the labor organization have an audit or review of its books and records by an outside accountant or by a parent body auditor/representative?	Yes
13. During the reporting period did the labor organization discover any loss or shortage of funds or other assets? (Answer "Yes" even if there has been repayment or recovery.)	No
14. What is the maximum amount recoverable under the labor organization's fidelity bond for a loss caused by any officer, employee or agent of the labor organization who handled union funds?	$500,000
15. During the reporting period did the labor organization acquire or dispose of any assets in a manner other than purchase or sale?	No
16. Were any of the labor organization's assets pledged as security or encumbered in any way at the end of the reporting period?	No
17. Did the labor organization have any contingent liabilities at the end of the reporting period?	No
18. During the reporting period did the labor organization have any changes in its constitution or bylaws, other than rates of dues and fees, or in practices/procedures listed in the instructions?	No
19. What is the date of the labor organization's next regular election of officers?	10/2008

20. How many members did the labor organization have at the end of the reporting period?

10,407

21. What ar the labor organization's rates of dues and fees?

Rates of Dues and Fees
Dues/Fees	Amount		Unit	Minimum	Maximum
(a) Regular Dues/Fees	1.15% of salary	per	pay period
(b) Working Dues/Fees	N/A	per	N/A
(c) Initiation Fees	1.00	per	one time fee
(d) Transfer Fees	N/A	per	N/A
(e) Work Permits	N/A	per	N/A

Form LM-2 (Revised 2003)

STATEMENT A - ASSETS AND LIABILITIES

FILE NUMBER: 541-486

ASSETS

ASSETS	Schedule Number	Start of Reporting Period (A)	End of Reporting Period (B)
22. Cash		$1,214,503	$1,396,715
23. Accounts Receivable	1	$0	$0
24. Loans Receivable	2	$0	$0
25. U.S. Treasury Securities		$0	$0
26. Investments	5	$965,367	$1,281,607
27. Fixed Assets	6	$738,291	$737,562
28. Other Assets	7	$2,250	$3,850
29. TOTAL ASSETS		$2,920,411	$3,419,734

LIABILITIES

LIABILITIES	Schedule Number	Start of Reporting Period (A)	End of Reporting Period (B)
30. Accounts Payable	8	$0	$0
31. Loans Payable	9	$187,256	$0
32. Mortgages Payable		$0	$0
33. Other Liabilities	10	$14,817	$8,051
34. TOTAL LIABILITIES		$202,073	$8,051

35. NET ASSETS

$2,718,338

$3,411,683

Form LM-2 (Revised 2003)

STATEMENT B - RECEIPTS AND DISBURSEMENTS

FILE NUMBER: 541-486

CASH RECEIPTS	SCH	AMOUNT
36. Dues and Agency Fees		$4,845,720
37. Per Capita Tax		$0
38. Fees, Fines, Assessments, Work Permits		$0
39. Sale of Supplies		$0
40. Interest		$22,153
41. Dividends		$47,567
42. Rents		$17,900
43. Sale of Investments and Fixed Assets	3	$1,071,152
44. Loans Obtained	9	$0
45. Repayments of Loans Made	2	$0
46. On Behalf of Affiliates for Transmittal to Them		$0
47. From Members for Disbursement on Their Behalf		$0
48. Other Receipts	14	$479,193
49. TOTAL RECEIPTS		$6,483,685

CASH DISBURSEMENTS		SCH	AMOUNT
50. Representational Activities		15	$1,655,743
51. Political Activities and Lobbying		16	$450,788
52. Contributions, Gifts, and Grants		17	$12,412
53. General Overhead		18	$274,523
54. Union Administration		19	$881,622
55. Benefits		20	$1,314,756
56. Per Capita Tax			$0
57. Strike Benefits			$0
58. Fees, Fines, Assessments, etc.			$0
59. Supplies for Resale			$0
60. Purchase of Investments and Fixed Assets		4	$1,337,702
61. Loans Made		2	$0
62. Repayment of Loans Obtained		9	$187,256
63. To Affiliates of Funds Collected on Their Behalf			$0
64. On Behalf of Individual Members			$0
65. Direct Taxes			$179,205

66. Subtotal			$6,294,007
67. Withholding Taxes and Payroll Deductions
67a. Total Withheld	$729,467
67b. Less Total Disbursed	$736,933
67c. Total Withheld But Not Disbursed			-$7,466
68. TOTAL DISBURSEMENTS			$6,301,473

Form LM-2 (Revised 2003)

SCHEDULE 1 - ACCOUNTS RECEIVABLE AGING SCHEDULE

FILE NUMBER: 541-486

Entity or Individual Name (A)	Total Account Receivable (B)	90-180 Days Past Due (C)	180+ Days Past Due (D)	Liquidated Account Receivable (E)
Totals from all other accounts receivable				$0
TOTALS (Column (B) Total will be automatically entered in Item 23, Column (B))	$0	$0	$0	$0
None	$0	$0	$0	$0

Form LM-2 (Revised 2003)

SCHEDULE 2 - LOANS RECEIVABLE

FILE NUMBER: 541-486

List below loans to officers, employees, or members which at any time during the reporting period exceeded $250 and list all loans to business enterprises regarless of amount. (A)	Loans Outstanding at Start of Period (B)	Loans Made During Period (C)	Cash (D)(1)	Other Than Cash (D)(2)	Loans Outstanding at End of Period (E)
Total of loans not listed above					$0
Total of all lines	$0	$0	$0	$0	$0
Totals will be automatically entered in...	Item 24 Column (A)	Item 61	Item 45	Item 69 with Explanation	Item 24 Column (B)
Name: None Purpose: None Security: None Terms: None	$0	$0	$0	$0	$0

Form LM-2 (Revised 2003)

SCHEDULE 3 - SALE OF INVESTMENTS AND FIXED ASSETS

FILE NUMBER: 541-486

Description (if land or buildings give location) (A)	Cost (B)	Book Value (C)	Gross Sales Price (D)	Amount Received (E)
Total of all lines	$976,833	$976,833	$1,071,152	$1,071,152
Stocks- Smith Barney # 15017	$398,535	$398,535	$430,203	$430,203
Stocks- Smith Barney # 15018	$355,446	$355,446	$403,731	$403,731
Stocks- Merrill Lynch # 07306	$18,302	$18,302	$22,510	$22,510
Stocks- Merrill Lynch # 02024	$47,726	$47,726	$49,930	$49,930
Stocks- Merrill Lynch # 02094	$156,616	$156,616	$161,544	$161,544
Stocks- Merrill Lynch # 02023	$208	$208	$3,234	$3,234

				14. Less Reinvestments	$0
(Net Sales total will automatically entered in Item 43)				15. Net Sales	$1,071,152

Form LM-2 (Revised 2003)

SCHEDULE 4 - PURCHASE OF INVESTMENTS AND FIXED ASSETS

FILE NUMBER: 541-486

Description (if land or buildings, give location) (A)	Cost (B)	Book Value (C)	Cash Paid (D)
Total of all lines	$1,337,702	$1,332,605	$1,337,702
Computers and equipment	$13,064	$10,451	$13,064
Security System	$8,473	$7,263	$8,473
Conference Table	$1,113	$954	$1,113
Refrigerator	$525	$420	$525
Leasehold Improvements	$20,554	$19,544	$20,554
Security Deposits	$900	$900	$900
Purchase of Investments Smith Barney and Merrill	$1,293,073	$1,293,073	$1,293,073

		14. Less Reinvestments	$0
(Net Purchases total will automatically entered in Item 60)		15. Net Purchases	$1,337,702

Form LM-2 (Revised 2003)

SCHEDULE 5 - INVESTMENTS

FILE NUMBER: 541-486

Description (A)	Amount (B)
Marketable Securities
1. Total Cost
2. Total Book Value
3. List each marketable security which has a book value over $5000 and exceeds 5% of Line 2.

Other Investments
4. Total Cost	$0
5. Total Book Value	$0
6. List each other investment which has a book value over $5000, of Line 5. Also list each Trust which is an investment.

7. Total of Lines 2 and 5 (Total will be automatically entered in Item 26, Column(B))

Form LM-2 (Revised 2003)

SCHEDULE 6 - FIXED ASSETS

FILE NUMBER: 541-486

Description (A)	Cost or Other Basis (B)	Total Depreciation or Amount Expensed (C)	Book Value (D)	Value (E)
1. 1 Lower Ferry Road Trenton, NJ 08628	$40,800		$40,800	$40,800
1. 481 Glassboro Road Woodbury, NJ 08907-1464	$27,000		$27,000	$27,000

3. 1 Lower Ferry Road Trenton, NJ 08628	$661,124	$264,694	$396,430	$396,430
3. 14-20 High Street Mount Holly, NJ 08060	$242,675	$27,948	$214,727	$214,727
3. 451 Glassboro Road Woodbury, NJ 08907-1464	$158,428	$131,428	$27,000	$27,000

5. Automobiles and Other Vehicles

6. Office Furniture and Equipment

$535,711

$504,106

$31,605

7. Other Fixed Assets

8. Totals of Lines 1 through 7 (Column(D) Total will be automatically entered in Item 27, Column(B))

$1,665,738

$928,176

$737,562

Form LM-2 (Revised 2003)

SCHEDULE 7 - OTHER ASSETS

FILE NUMBER: 541-486

Description (A)	Book Value (B)
Total Other Assets (Total will be automatically entered in Item 28, Column(B))	$3,850
Security Deposit- Flemington	$950
Security Deposit- Red Bank	$2,900

Form LM-2 (Revised 2003)

SCHEDULE 8 - ACCOUNTS PAYABLE AGING SCHEDULE

FILE NUMBER: 541-486

Entity or Individual Name (A)	Total Account Payable (B)	90-180 Days Past Due (C)	180+ Days Past Due (D)	Liquidated Account (E)
Total from all other accounts payable	$0	$0	$0	$0
Total Accounts Payable (Column(B) Total will be automatically entered in Item 30, Column(D))	$0	$0	$0	$0
None	$0	$0	$0	$0

Form LM-2 (Revised 2003)

SCHEDULE 9 - LOANS PAYABLE

FILE NUMBER: 541-486

Source of Loans Payable at Any Time During the Reporting Period (A)	Loans Owed at Start of Period (B)	Loans Obtained During Period (C)	Repayment During Period Cash (D)(1)	Repayment During Period Other Than Cash (D)(1)	Loans Owed at End of Period (E)
Total Loans Payable	$187,256	$0	$187,256	$0	$0
Totals will be automatically entered in...	Item 31 Column (C)	Item 44	Item 62	Item 69 with Explanation	Item 31 Column (D)
Note Payable- CWA National Office	$187,256	$0	$187,256	$0	$0

Form LM-2 (Revised 2003)

SCHEDULE 10 - OTHER LIABILITIES

FILE NUMBER: 541-486

Description (A)	Amount at End of Period (B)
Total Other Liabilities (Total will be automatically entered in Item 33, Column(D))	$8,051
Employee payroll deductions payable	$7,351
Security deposit payable	$700

Form LM-2 (Revised 2003)

SCHEDULE 11 - ALL OFFICERS AND DISBURSEMENTS TO OFFICERS

FILE NUMBER: 541-486

(A)
Name

(B)
Title

(D)
Gross Salary
Disbursements
(before any
deductions)

(E)
Allowances
Disbursed

(F)
Disbursements for Official Business

(G)
Other
Disbursements not reported in
(D) thru (F)

(H)
TOTAL

A
B
C

Carla A Katz
President
C

$102,802

$10,200

$6,381

$119,383

Schedule 15
Representational Activities

54 %

Schedule 16
Political Activities and Lobbying

16 %

Schedule 17
Contributions

Schedule 18
General Overhead

Schedule 19
Administration

30 %

A
B
C

Doris M Ruffin
Secretary
C

$1,200

Schedule 15
Representational Activities

Schedule 16
Political Activities and Lobbying

Schedule 17
Contributions

Schedule 18
General Overhead

Schedule 19
Administration

100 %

A
B
C

Robert T Mueller
Treasurer
C

$1,200

Schedule 15
Representational Activities

Schedule 16
Political Activities and Lobbying

Schedule 17
Contributions

Schedule 18
General Overhead

Schedule 19
Administration

100 %

A
B
C

Suan Lockwood
VP Dept. of Envir. Prot.
C

Schedule 15
Representational Activities

Schedule 16
Political Activities and Lobbying

Schedule 17
Contributions

Schedule 18
General Overhead

Schedule 19
Administration

100 %

A
B
C

Alice M Saulter
VP Dept of Labor
C

Schedule 15
Representational Activities

Schedule 16
Political Activities and Lobbying

Schedule 17
Contributions

Schedule 18
General Overhead

Schedule 19
Administration

100 %

A
B
C

Greg Badini
Branch 2 President
C

$9,735

$1,228

$10,963

Schedule 15
Representational Activities

Schedule 16
Political Activities and Lobbying

Schedule 17
Contributions

Schedule 18
General Overhead

Schedule 19
Administration

100 %

A
B
C

Linda Kukor
Branch 3 President
C

Schedule 15
Representational Activities

Schedule 16
Political Activities and Lobbying

Schedule 17
Contributions

Schedule 18
General Overhead

Schedule 19
Administration

100 %

A
B
C

Mary A Hrenda
VP Primary Level Super.
C

Schedule 15
Representational Activities

Schedule 16
Political Activities and Lobbying

Schedule 17
Contributions

Schedule 18
General Overhead

Schedule 19
Administration

100 %

A
B
C

Jonathan Berg
VP Higher Level Super.
C

Schedule 15
Representational Activities

Schedule 16
Political Activities and Lobbying

Schedule 17
Contributions

Schedule 18
General Overhead

Schedule 19
Administration

100 %

A
B
C

Susan Wright
VP Judiciary Prof Unit
C

Schedule 15
Representational Activities

Schedule 16
Political Activities and Lobbying

Schedule 17
Contributions

Schedule 18
General Overhead

Schedule 19
Administration

100 %

A
B
C

Fred Mickle
VP Judiciary JCAU Unit
C

Schedule 15
Representational Activities

Schedule 16
Political Activities and Lobbying

Schedule 17
Contributions

Schedule 18
General Overhead

Schedule 19
Administration

100 %

A
B
C

Kevin Tauro
Branch 4 President
C

$93,533

$4,200

$9,351

$107,084

Schedule 15
Representational Activities

80 %

Schedule 16
Political Activities and Lobbying

3 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

0 %

Schedule 19
Administration

17 %

A
B
C

Ana Curtis
Executive Board VP
C

Schedule 15
Representational Activities

Schedule 16
Political Activities and Lobbying

Schedule 17
Contributions

Schedule 18
General Overhead

Schedule 19
Administration

100 %

A
B
C

Ravindra Manhas
Member at Large
C

Schedule 15
Representational Activities

Schedule 16
Political Activities and Lobbying

Schedule 17
Contributions

Schedule 18
General Overhead

Schedule 19
Administration

100 %

A
B
C

Toshi Abe
Executive VP
C

Schedule 15
Representational Activities

Schedule 16
Political Activities and Lobbying

Schedule 17
Contributions

Schedule 18
General Overhead

Schedule 19
Administration

100 %

Total Officer Disbursements	$208,470	$14,400	$16,960	$0	$239,830
Less Deductions
Net Disbursements					$239,830

Form LM-2 (Revised 2003)

SCHEDULE 12 - DISBURSEMENTS TO EMPLOYEES

FILE NUMBER: 541-486

(A)
Name

(B)
Title

(D)
Gross Salary
Disbursements
(before any
deductions)

(E)
Allowances Disbursed

(F)
Disbursements for Official Business

(G)
Other Disbursements not reported in
(D) thru (F)

(H)
TOTAL

A
B
C

Christopher Aikin
Staff
None

$62,269

$4,684

$5,317

$72,270

Schedule 15
Representational Activities

Schedule 16
Political Activities and Lobbying

100 %

Schedule 17
Contributions

Schedule 18
General Overhead

Schedule 19
Administration

A
B
C

Barbara A Albanese
Staff
None

$43,749

Schedule 15
Representational Activities

40 %

Schedule 16
Political Activities and Lobbying

0 %

Schedule 17
Contributions

0 %

Schedule 18
General Overhead

20 %

Schedule 19
Administration

40 %

A
B
C

Paul Alexander
Asst. President
None

$94,733

$4,200

$2,140

$101,073

Schedule 15
Representational Activities

80 %

Schedule 16
Political Activities and Lobbying

Schedule 17
Contributions

Schedule 18
General Overhead

Schedule 19
Administration

20 %

A
B
C

Kristina Bas
Staff
None

$66,387

$4,200

$728

$71,315

Schedule 15
Representational Activities

80 %

Schedule 16
Political Activities and Lobbying

5 %

Schedule 17
Contributions

Schedule 18
General Overhead

Schedule 19
Administration

15 %

A
B
C

Barbara Caroppolo
Staff
None

$12,620

$2,666

$15,286

Schedule 15
Representational Activities

40 %

Schedule 16
Political Activities and Lobbying

Schedule 17
Contributions

Schedule 18
General Overhead

20 %

Schedule 19
Administration

40 %

A
B
C

Georgianne Chesnavich
Finance Manager
None

$81,323

$1,348

$82,671

Schedule 15
Representational Activities

80 %

Schedule 16
Political Activities and Lobbying

Schedule 17
Contributions

Schedule 18
General Overhead

Schedule 19
Administration

20 %

A
B
C

Elizabeth J Collins
Staff
None

$51,399

Schedule 15
Representational Activities

40 %

Schedule 16
Political Activities and Lobbying

Schedule 17
Contributions

Schedule 18
General Overhead

20 %

Schedule 19
Administration

40 %

A
B
C

Thomas Fagan
Staff
None

$77,201

$4,200

$10,329

$91,730

Schedule 15
Representational Activities

40 %

Schedule 16
Political Activities and Lobbying

Schedule 17
Contributions

Schedule 18
General Overhead

20 %

Schedule 19
Administration

40 %

A
B
C

Gina Garofolo
Staff
None

$48,464

$218

$48,682

Schedule 15
Representational Activities

40 %

Schedule 16
Political Activities and Lobbying

Schedule 17
Contributions

Schedule 18
General Overhead

20 %

Schedule 19
Administration

40 %

A
B
C

Paul Guzmich
Staff
None

$41,143

$1,319

$42,462

Schedule 15
Representational Activities

40 %

Schedule 16
Political Activities and Lobbying

3 %

Schedule 17
Contributions

Schedule 18
General Overhead

20 %

Schedule 19
Administration

37 %

A
B
C

Jeffery Harley
Staff
None

$57,777

$4,200

$61,977

Schedule 15
Representational Activities

80 %

Schedule 16
Political Activities and Lobbying

Schedule 17
Contributions

Schedule 18
General Overhead

Schedule 19
Administration

20 %

A
B
C

Linda Kelly
Staff
None

$60,048

Schedule 15
Representational Activities

40 %

Schedule 16
Political Activities and Lobbying

Schedule 17
Contributions

Schedule 18
General Overhead

20 %

Schedule 19
Administration

40 %

A
B
C

John Lazzarotti
Branch 1 President
None

$88,333

$4,200

$2,478

$95,011

Schedule 15
Representational Activities

80 %

Schedule 16
Political Activities and Lobbying

Schedule 17
Contributions

Schedule 18
General Overhead

Schedule 19
Administration

20 %